NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating to the shares of theissuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete. All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
RIVERSTONE ENERGY LIMITED | 2. | State whether the notification relates to:
(i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code
DISCLOSURE RELATING TO A DIRECTOR UNDER DTR3.1.2R
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3. | Name of person discharging managerial responsibilities/director
PETER BARKER, DIRECTOR | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/ director named in 3 and identify the connected person
N/A |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non- beneficial interest¹
AS PER 3 ABOVE | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF £10.00 EACH |
7. | Name of registered shareholder(s) and, if more than one, the number of shares held by each of them
PETER AND ROBIN BARKER LIVING TRUST DATED 11/8/03 | 8. | State the nature of the transaction
ADMISSION TO TRADING ON 29 OCTOBER 2013 |
9. | Number of shares, debentures or financial instruments relating to shares acquired
5,000 SHARES | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.0070% |
11. | Number of shares, debentures or financial instruments relating to shares disposed
N/A | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A |
13. | Price per share or value of transaction
£10.00 PER SHARE | 14. | Date and place of transaction
29 OCTOBER 2013 GUERNSEY
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15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
5,000 SHARES, 0.0070% | 16. | Date issuer informed of transaction
29 OCTOBER 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer, complete the following boxes:
17. | Date of grant | 18. | Period during which or date on which it can be exercised
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19. | Total amount paid (if any) for grant of the option
| 20. | Description of shares or debentures involved (class and number) |
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification |
23. | Any additional information
NONE | 24. | Name of contact and telephone number for queries
HERITAGE INTERNATIONAL FUND MANAGERS LIMITED, SECRETARY, JAMES CHRISTIE, +44 (0)1481 716000
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Name of duly authorised officer of the issuer responsible for making notification
HERITAGE INTERNATIONAL FUND MANAGERS LIMITED AS SECRETARY
Date of notification 29 OCTOBER 2013
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This information is provided by RNS